Bank of the West Enterprise Risk Management Audit Manager in San Francisco, California
Enterprise Risk Management Audit Manager
At Bank of the West, our people are having a positive impact on the world. We’re investing where we feel we can make the most impact, via advancing diversity and women entrepreneurship programs, financing more small businesses, and promoting programs for sustainable energy. From our locations across the U.S., Bank of the West is taking action to help protect the planet, improve people’s lives, and strengthen communities. We are part of BNP Paribas, a global leader supporting the UN Sustainable Development Goals (SDGs). Yes, we’re a bank, but as the bank for a changing world, we are continually seeking to improve the ways we help our customers, while contributing to more sustainable and equitable growth.
Job Description Summary
The Inspection Group, as the Bank's periodic control function (i.e., third line of defense), independently assesses the effectiveness of the permanent control function (i.e., first and second lines of defense) to identify, measure, monitor, and control risks. The Audit Manager is primarily responsible for day-to-day delivery of audit assignments for areas of assigned audit responsibilities.
Essential Job Functions
Manages audits, including assigned team members, through planning, control evaluation, investigation (i.e., key control testing) and results reporting phases.
Prepares, updates, and/or reviews risk assessments for assigned auditable entities.
Validates the sufficiency and suitability of business corrective actions to address audit recommendations or completes 2nd level of supervisory review over audit recommendation closure of non-complex findings.
Other Job Duties
- Performs other duties as assigned.
Requires practical knowledge in leading and managing the execution of processes, projects and tactics within assigned areas.
Typically has advanced knowledge and skills within a specific technical or professional discipline, including an understanding of transversal impacts across the organization.
Requires 10 years minimum prior relevant experience.
Education / Certifications
Bachelor's Degree in applicable / related fields
CPA / CIA preferred
Primary focus of role is on day-to-day deliverables, developing solutions based upon subject matter expertise, and occasionally representing the department at a broader level.
Maintains current knowledge regarding industry developments for affected areas of assigned responsibilities.
Demonstrable strengths in one or more of the following:
Bank Audit Activities.
Banking laws and regulations; region and branch banking operations
Asset and Liability Management – Treasury (ALM-T), including liquidity, interest rate risk, investment portfolios.
Enterprise Risk Management (ERM) practices for large, complex banking organizations (LCBOs) and Foreign Banking Organizations (FBO); familiarity with Enhanced Prudential Standards (EPS); risk appetite framework; capital management and planning; stress testing; model risk governance and management; operational risk; funds transfer pricing (FTP); incentive programs; securitizations; audit coverage of these activities across BNP Paribas USA.
Environmental, Social, and Governance (ESG) criteria and activities
Commercial and consumer lending, evaluation of loan loss reserve, syndication desk, other real estate owned, credit and counterparty activities.
Deposits; digital banking (including FCC requirements); related systems
Accounting standards; Uniform Commercial Code
Capital markets and off-balance sheet
Financial reporting (including FDIC and state call reporting requirements, GAAP, and SEC requirements); budgeting/forecasting
IT Audit Activities
Federal Financial Institutions Examination Council (FFIEC) and American National Standards Institute (ANSI) requirements; application development and maintenance; computer operations; communications; information security (including system access control software, firewalls and encryption); end user computing (including Internet, local and wide area networks, client server technology, and PCs); contingency planning; database structures and access methods; system analysis and design; programming and data extract languages and techniques.
Understanding of key Inspection Group applications, bank’s technical infrastructure, and a desire and aptitude to learn and deploy new technologies.
Equal Employment Opportunity Policy
Bank of the West is an Equal Opportunity employer and proud to provide equal employment opportunity to all job seekers without regard to any status protected by applicable law. Bank of the West is also an Affirmative Action employer - Minority / Female / Disabled / Veteran.
Bank of the West will consider for employment qualified applicants with criminal histories pursuant to the San Francisco Fair Chance Ordinance subject to the requirements of all state and federal laws and regulations.
Location: United States-California-San Ramon
Other Locations: United States-Nebraska-Omaha, United States-Arizona-Tempe, United States-California-City of Industry, United States-California-Los Angeles, United States-California-San Francisco
Requisition ID: 059459